Petit-Pasquier, Julien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-07-14 | Rep | Dealing in securities | 2021-07-14 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-06-04 | 2016-10-14 | Rep | Dealing in futures contracts | 2013-05-31 | 2016-10-14 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-04 | 2013-08-31 | Rep | Dealing in securities | 2012-06-04 | 2013-08-31 |
4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-30 | 2011-09-03 | Rep | Dealing in securities | 2010-07-30 | 2011-09-03 |
5 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-20 | 2011-09-03 | Rep | Dealing in securities | 2010-11-20 | 2011-09-03 |
6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-06-19 | 2010-04-22 | Rep | Dealing in securities | 2006-06-19 | 2010-04-22 | Rep | Advising on futures contracts | 2006-12-04 | 2010-04-22 | Rep | Advising on securities | 2006-12-04 | 2010-04-22 |
7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-06-19 | 2010-04-22 | Rep | Dealing in futures contracts | 2006-06-19 | 2010-04-22 |
8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-06-19 | 2010-04-22 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-11-27 | 2018-06-15 | Rep | Dealing in securities | 2017-11-27 | 2018-06-15 |
10 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2011-12-01 | 2012-03-31 |
11 | Segantii Capital Management Limited | Rep | Asset management | 2018-09-17 | 2019-05-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy