Wan, Kenneth Ka Nin 溫嘉年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hua Liang Asset Management Limited | RO | Advising on securities | 2019-06-03 | RO | Asset management | 2019-06-03 |
| 2 | Hua Liang Capital Limited | Rep | Advising on corporate finance | 2020-05-26 | |
| 3 | Hua Liang Securities Limited | RO | Advising on futures contracts | 2019-06-03 | RO | Advising on securities | 2019-06-03 | RO | Dealing in futures contracts | 2019-06-03 | RO | Dealing in securities | 2019-06-03 |
| 4 | NNFE International Asset Management Limited | RO | Asset management | 2017-12-07 | 2019-04-26 | RO | Advising on securities | 2018-09-04 | 2019-04-26 |
| 5 | ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2006-06-20 | 2011-01-26 |
| 6 | Rockhampton Management Limited | Rep | Advising on securities | 2011-01-26 | 2017-05-25 | Rep | Asset management | 2011-01-26 | 2017-05-25 |
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