Lau, Ka Yan (SFC:ANP077) 劉嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-15 | 2008-07-21 |
2 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-03-02 | 2010-01-22 |
3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-08-23 | 2007-09-28 | Rep | Advising on securities | 2008-08-21 | 2009-02-16 |
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