Lau, Ka Yan (SFC:ANP077) 劉嘉欣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTALINE WEALTH MANAGEMENT LIMITED Rep Advising on securities 2007-10-15 2008-07-21
2 IAM LEGACY LIMITED Rep Advising on securities 2009-03-02 2010-01-22
3 OnePlatform Asset Management Limited Rep Advising on securities 2006-08-23 2007-09-28
Rep Advising on securities 2008-08-21 2009-02-16

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