Yu, Xiaoling (SFC:ANP305) 余曉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-31 | 2010-12-14 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2012-01-10 | 2013-05-31 | Rep | Advising on corporate finance | 2012-05-18 | 2013-05-31 | Rep | Advising on futures contracts | 2012-05-18 | 2013-05-31 | Rep | Asset management | 2012-05-18 | 2013-05-31 |
| 3 | Long Bridge HK Limited | Rep | Advising on securities | 2022-01-28 | 2022-03-25 | Rep | Asset management | 2022-01-28 | 2022-03-25 | RO | Advising on securities | 2022-03-25 | RO | Asset management | 2022-03-25 | RO | Dealing in securities | 2022-03-25 |
| 4 | Superactive Financial Group Company Limited | Rep | Advising on futures contracts | 2015-08-07 | 2017-12-20 | Rep | Advising on securities | 2015-08-07 | 2017-12-20 | Rep | Asset management | 2015-08-07 | 2017-12-20 | Rep | Advising on corporate finance | 2016-09-22 | 2017-12-20 | RO | Advising on corporate finance | 2017-12-20 | 2021-11-30 | RO | Advising on futures contracts | 2017-12-20 | 2021-11-30 | RO | Advising on securities | 2017-12-20 | 2021-11-30 | RO | Asset management | 2017-12-20 | 2021-11-30 | RO | Dealing in securities | 2018-12-06 | 2020-08-25 |
| 5 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-25 | 2010-04-11 |
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