Wang, Le (SFC:ANP373) 王樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-05-12 | 2010-05-25 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-05-12 | 2010-05-25 |
| 3 | CHOW SANG SANG FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-04-11 | 2009-04-21 |
| 4 | CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-29 | 2009-04-21 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-19 |
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