Li, Po Yi (SFC:ANP486) 李寶怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2017-02-21 | 2017-06-23 |
| 2 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2006-06-28 | 2007-07-28 |
| 3 | FT Securities Limited | Rep | Dealing in securities | 2007-08-07 | 2007-10-13 | Rep | Advising on futures contracts | 2007-09-25 | 2007-10-13 | Rep | Dealing in futures contracts | 2007-09-25 | 2007-10-13 |
| 4 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2020-09-23 |
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