Yeh, Johnny Yau Shing 葉有誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Tonghai (IA) Limited | Rep | Advising on securities | 2006-06-28 | 2008-09-20 |
| 2 | LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-12-02 | 2011-11-30 |
| 3 | Mitsubishi UFJ Investment Services (HK) Limited | Rep | Advising on securities | 2008-10-20 | 2010-08-05 |
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