Ip, Wai Lam 葉偉林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-10-08 | 2018-07-09 | Rep | Dealing in securities | 2014-10-08 | 2018-07-09 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-06-30 | 2010-06-26 | Rep | Advising on securities | 2008-04-30 | 2010-06-26 |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-30 | 2010-06-26 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-08-17 | 2010-06-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy