Maheshwari, Shyam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ares Management Asia (Hong Kong) Limited | RO | Asset management | 2009-05-25 | 2014-07-04 | RO | Advising on securities | 2009-05-25 | 2014-07-18 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-07-03 | 2008-09-29 | Rep | Dealing in securities | 2006-07-03 | 2008-09-29 | Rep | Dealing in futures contracts | 2008-01-25 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2008-11-15 | Rep | Dealing in futures contracts | 2008-10-10 | 2008-11-15 | Rep | Dealing in securities | 2008-10-10 | 2008-11-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy