Lee, Chloe Suet Lai 李雪麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2006-07-04 | 2008-03-07 | Rep | Asset management | 2006-07-04 | 2008-03-07 | Rep | Dealing in securities | 2006-07-04 | 2008-03-07 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2008-04-18 | 2008-10-02 | Rep | Dealing in securities | 2008-04-18 | 2008-10-02 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-16 | 2009-03-02 |
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