Chui, Heung Chin 徐响前
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-09-13 | 2025-05-02 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2024-09-13 | 2025-05-02 |
| 3 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2023-07-20 | 2023-09-04 | Rep | Dealing in securities | 2023-07-20 | 2023-09-04 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-11 | 2024-09-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-10-11 | 2024-09-01 | Rep | Dealing in securities | 2023-10-11 | 2024-09-01 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-09-15 | 2020-10-14 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-09-15 | 2020-10-14 | Rep | Advising on securities | 2018-06-06 | 2020-10-14 |
| 8 | Public Securities Limited | Rep | Dealing in securities | 2022-09-07 | 2023-07-05 |
| 9 | UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2025-05-15 | |
| 10 | WM (HK) Limited | Rep | Advising on securities | 2006-08-04 | 2009-08-06 |
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