Wu, Flora Fong Wah 胡芳華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-03-11 | 2011-04-23 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-06 | 2011-04-23 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-05-12 | 2011-06-03 | Rep | Asset management | 2011-05-12 | 2011-06-03 | Rep | Dealing in securities | 2011-05-12 | 2011-06-03 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-05-12 | 2011-06-03 | Rep | Asset management | 2011-05-12 | 2011-06-03 | Rep | Dealing in securities | 2011-05-12 | 2011-06-03 |
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