Lee, Po Ting (SFC:ANQ254) 李保廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-07-05 | 2007-02-17 |
| 2 | China Jianxin Financial Services Limited | Rep | Advising on securities | 2013-04-22 | 2013-07-19 | Rep | Dealing in securities | 2013-04-22 | 2013-07-19 |
| 3 | CHINAWIDE SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-05 | 2013-03-15 |
| 4 | Ever-Long Futures Limited | Rep | Dealing in futures contracts | 2022-03-23 | 2023-07-31 |
| 5 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-03-23 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-05 | 2007-02-17 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-07-30 | 2014-02-08 | Rep | Dealing in securities | 2017-07-11 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-27 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-08 | 2022-02-27 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-03-10 | 2014-07-17 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-02-17 | 2014-07-17 |
| 11 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-04-16 | 2010-03-13 |
| 12 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-04-16 | 2010-03-13 |
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