Kwan, Kate 關幗玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-07-07 | 2011-03-08 | Rep | Dealing in securities | 2006-07-07 | 2011-03-08 |
| 2 | IL&FS Global Financial Services (HK) Limited | Rep | Advising on securities | 2017-02-01 | 2017-04-21 | Rep | Dealing in securities | 2017-02-01 | 2017-04-21 | RO | Advising on securities | 2017-04-21 | 2018-11-06 | RO | Dealing in securities | 2017-04-21 | 2018-11-06 |
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