Lau, Chun Sing (SFC:ANQ367) 劉振聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carrington Asset Management Limited | RO | Asset management | 2019-04-18 | 2021-04-30 | RO | Advising on securities | 2021-04-20 | 2021-04-30 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-14 | 2009-05-15 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-14 | 2009-05-15 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-02-20 | 2013-11-30 | Rep | Advising on securities | 2013-05-16 | 2013-11-30 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-04 | 2013-11-30 |
| 6 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2010-03-29 | 2011-03-09 | Rep | Dealing in securities | 2010-03-29 | 2011-03-09 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-03-05 | 2014-04-10 |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2011-04-06 | 2011-07-06 | Rep | Dealing in securities | 2011-04-06 | 2011-07-06 |
| 9 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2014-01-02 | 2014-02-18 | Rep | Asset management | 2014-01-02 | 2014-02-18 |
| 10 | Tin Chun International Asset Management Limited | RO | Asset management | 2021-05-12 | 2021-09-30 |
| 11 | Zhonghui International Securities Limited | RO | Advising on securities | 2021-12-29 | RO | Asset management | 2021-12-29 | RO | Dealing in securities | 2021-12-29 |
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