Lau, Wan Yu 劉韻茹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF International Investment Management Limited | Rep | Asset management | 2015-06-22 | 2016-04-07 | Rep | Advising on securities | 2015-06-22 | 2016-11-28 | Rep | Dealing in securities | 2015-06-22 | 2016-11-28 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-07-13 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-04-30 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-08-02 | 2011-03-12 |
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