Nam, Kwok Lun 藍國倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2004-11-25 | KARL THOMSON FINANCIAL ADVISORY LIMITED | RO | 2004-11-26 |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2004-11-25 | |
| 3 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | RO | Advising on securities | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | 2004-11-25 |
| 4 | KARL-THOMSON COMMODITIES COMPANY LIMITED | RO | Asset management | 2004-11-25 | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | RO | 2004-12-16 |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Automated trading services | 2004-11-25 | |
| 6 | KARL-THOMSON COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | ||
| 7 | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Dealing in securities | ||
| 8 | KARL THOMSON FINANCE LIMITED | RO | Securities margin financing |
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