Qin, Qian (SFC:ANR972) 秦黔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-07-27 | 2011-06-17 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-06-26 | |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-06-26 | 2017-06-25 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2017-06-26 | 2018-01-05 | Rep | Dealing in securities | 2017-06-26 | 2018-01-05 | Rep | Dealing in futures contracts | 2017-06-26 | 2018-01-08 | RO | Advising on securities | 2018-01-05 | RO | Dealing in securities | 2018-01-05 | RO | Dealing in futures contracts | 2018-01-08 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-01-18 | 2013-04-20 |
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