Man, Elton Kong Yui 文剛銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2009-07-20 | 2009-08-28 | RO | Asset management | 2009-08-28 | 2011-01-16 |
| 2 | Avia Asset Management Limited | Rep | Advising on securities | 2009-01-20 | 2009-03-05 | RO | Advising on securities | 2009-03-05 | 2009-06-30 | RO | Asset management | 2009-03-05 | 2009-06-30 |
| 3 | Axis Capital Management Limited | RO | Asset management | 2005-10-21 | 2006-10-07 | RO | Asset management | 2007-03-06 | 2008-09-12 |
| 4 | BMI FUNDS MANAGEMENT LIMITED | RO | Advising on securities | 2011-07-11 | 2016-03-01 | RO | Asset management | 2011-07-11 | 2016-03-01 | RO | Dealing in securities | 2011-10-28 | 2016-03-01 |
| 5 | BMI Securities Limited | RO | Dealing in securities | 2011-03-14 | 2016-03-01 |
| 6 | China Finance Holdings Limited | RO | Dealing in securities | 2006-01-19 | 2006-10-07 | RO | Dealing in securities | 2007-03-06 | 2007-12-31 |
| 7 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-02-19 | RO | Advising on securities | 2004-02-19 | RO | Asset management | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | 2005-08-01 | Rep | Asset management | 2004-02-19 | 2005-08-01 |
| 8 | CINDA INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2004-02-19 | RO | Asset management | 2004-02-19 | RO | Dealing in futures contracts | 2004-02-19 | Rep | Dealing in futures contracts | 2004-02-19 | 2005-08-01 |
| 9 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | RO | Advising on corporate finance | 2004-02-19 | RO | Advising on securities | 2004-02-19 | RO | Asset management | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | 2005-08-01 | Rep | Asset management | 2004-02-19 | 2005-08-01 |
| 10 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | RO | Leveraged foreign exchange trading | 2004-02-19 | Rep | Leveraged foreign exchange trading | 2004-02-19 | 2005-08-01 |
| 11 | CINDA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2004-02-19 | RO | Advising on securities | 2004-02-19 | RO | Asset management | 2004-02-19 | RO | Automated trading services | 2004-02-19 | RO | Dealing in securities | 2004-02-19 | Rep | Dealing in securities | 2004-02-19 | 2005-08-01 |
| 12 | GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-08-25 | 2020-04-01 |
| 13 | GLOBAL MASTERMIND FUTURES LIMITED | RO | Dealing in futures contracts | 2018-05-08 | 2020-04-01 |
| 14 | GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-08-25 | 2020-04-01 | RO | Dealing in securities | 2017-08-25 | 2020-04-01 |
| 15 | Hao Tian Asset Management Limited | RO | Asset management | 2016-12-09 | 2017-06-15 |
| 16 | Hao Tian International Securities Limited | RO | Dealing in securities | 2016-11-23 | 2017-06-15 |
| 17 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-11-06 | 2008-12-20 | Rep | Dealing in securities | 2008-11-06 | 2008-12-20 |
| 18 | South China Forex Limited | RO | Leveraged foreign exchange trading | 2010-06-21 | 2011-01-16 |
| 19 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2009-07-20 | 2009-08-28 | RO | Advising on securities | 2009-08-28 | 2011-01-16 |
| 20 | SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2009-08-28 | 2011-01-16 |
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