Chan, Ramand Wai Ming 陳偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Asset Management Limited | Rep | Advising on securities | 2016-03-14 | 2016-06-03 | Rep | Asset management | 2016-03-14 | 2016-06-03 | Rep | Dealing in securities | 2016-03-14 | 2016-06-03 |
| 2 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2016-03-14 | 2016-06-03 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2006-09-12 | 2008-08-21 |
| 4 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-04-16 | 2021-06-22 | Rep | Asset management | 2021-04-16 | 2021-06-22 | RO | Advising on securities | 2021-06-22 | 2023-07-08 | RO | Asset management | 2021-06-22 | 2023-07-08 |
| 5 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2023-09-19 | Rep | Asset management | 2023-09-19 |
| 6 | Plutus Securities Limited | Rep | Dealing in securities | 2023-09-19 | |
| 7 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2014-12-22 | 2016-01-05 | Rep | Asset management | 2014-12-22 | 2016-01-05 |
| 8 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2015-02-12 | 2016-01-05 |
| 9 | ZMF Asset Management Limited | Rep | Advising on securities | 2019-04-23 | 2019-04-29 | Rep | Asset management | 2019-04-23 | 2019-04-29 | Rep | Dealing in securities | 2019-04-23 | 2019-04-29 | RO | Advising on securities | 2019-04-29 | 2020-08-20 | RO | Asset management | 2019-04-29 | 2020-08-20 | RO | Dealing in securities | 2019-04-29 | 2020-08-20 |
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