Psaris, John Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Liquid Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-05-19 | 2012-05-30 | Rep | Dealing in securities | 2010-05-19 | 2012-05-30 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-06-18 | 2016-12-01 | Rep | Automated trading services | 2013-06-19 | 2013-09-23 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2016-12-01 | Rep | Dealing in securities | 2012-06-18 | 2016-12-01 | Rep | Automated trading services | 2013-08-19 | 2016-12-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-07-31 | 2009-04-30 | Rep | Dealing in securities | 2006-07-31 | 2009-04-30 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-07-31 | 2009-04-30 | Rep | Dealing in futures contracts | 2006-07-31 | 2009-04-30 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-10-20 | 2009-04-30 |
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