Ng, Kai Leung 吳啟良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | Rep | Advising on securities | 2008-09-16 | 2011-06-17 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2006-08-03 | 2008-09-03 |
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