Lee, Ming Tak (SFC:ANT235) 李明德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT RESEARCH LIMITED | Rep | Advising on securities | 2016-08-02 | 2016-09-22 | Rep | Asset management | 2016-08-02 | 2016-09-22 | RO | Advising on securities | 2016-09-22 | 2018-07-15 | RO | Asset management | 2016-09-22 | 2018-07-15 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-13 | 2008-05-16 |
| 3 | FORTUNE HILL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-12-05 | 2016-07-05 | Rep | Asset management | 2014-12-05 | 2016-07-05 |
| 4 | Monmonkey Group Asset Management Limited | RO | Advising on securities | 2018-08-10 | RO | Asset management | 2018-08-10 |
| 5 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2009-07-02 | 2011-09-01 |
| 6 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-10-26 | 2013-10-11 | Rep | Asset management | 2011-10-26 | 2013-10-11 |
| 7 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2008-07-08 | 2009-06-22 |
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