Mok, Betty Pui Mun 莫佩敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2006-09-12 | 2008-05-23 | Rep | Advising on futures contracts | 2007-08-13 | 2008-05-23 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-09-17 | 2009-06-16 |
| 3 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-06-23 | 2009-06-16 | Rep | Automated trading services | 2008-09-17 | 2009-06-16 | Rep | Dealing in securities | 2008-09-17 | 2009-06-16 |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2010-10-20 | 2011-08-24 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-17 | 2009-06-16 | Rep | Dealing in securities | 2008-09-17 | 2009-06-16 |
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