Adams, Christopher Richard (SFC:ANT656)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2008-08-29 | 2011-09-10 | Rep | Asset management | 2008-08-29 | 2011-09-10 | Rep | Dealing in securities | 2008-09-17 | 2011-09-10 |
| 2 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2006-08-09 | 2008-06-29 | Rep | Asset management | 2006-08-09 | 2008-06-29 |
| 3 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2011-10-20 | 2011-12-31 | Rep | Asset management | 2011-10-20 | 2011-12-31 | Rep | Dealing in securities | 2011-10-20 | 2011-12-31 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-10-20 | 2014-05-30 | Rep | Asset management | 2011-10-20 | 2014-05-30 | Rep | Dealing in securities | 2011-10-20 | 2014-05-30 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-20 | 2014-05-30 | Rep | Asset management | 2011-10-20 | 2014-05-30 | Rep | Dealing in securities | 2011-10-20 | 2014-05-30 |
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