Woo, Caroline Wing Sum 胡陳詠心

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCHK Asset Management Limited Rep Advising on securities 2018-10-29 2019-07-04
Rep Dealing in securities 2018-10-29 2019-07-04
Rep Asset management 2018-11-30 2019-07-04
2 BOCI SECURITIES LIMITED Rep Advising on securities 2017-06-21 2018-08-14
Rep Dealing in securities 2017-06-21 2018-08-14
Rep Dealing in futures contracts 2017-11-10 2018-08-14
3 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2006-08-09 2007-04-26
4 Zhanlin Securities Limited Rep Advising on securities 2021-11-12
Rep Asset management 2021-11-12
Rep Dealing in securities 2021-11-12

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