Woo, Caroline Wing Sum 胡陳詠心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-09 | 2007-04-26 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2017-06-21 | 2018-08-14 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-21 | 2018-08-14 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-11-10 | 2018-08-14 |
| 5 | BOCHK Asset Management Limited | Rep | Advising on securities | 2018-10-29 | 2019-07-04 |
| 6 | BOCHK Asset Management Limited | Rep | Dealing in securities | 2018-10-29 | 2019-07-04 |
| 7 | BOCHK Asset Management Limited | Rep | Asset management | 2018-11-30 | 2019-07-04 |
| 8 | Zhanlin Securities Limited | Rep | Advising on securities | 2021-11-12 | |
| 9 | Zhanlin Securities Limited | Rep | Asset management | 2021-11-12 | |
| 10 | Zhanlin Securities Limited | Rep | Dealing in securities | 2021-11-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy