Pantone, Nicola
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2022-01-12 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2021-12-17 | UBS SECURITIES HONG KONG LIMITED | Rep | 2021-12-17 |
| 3 | UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2023-10-20 | UBS SECURITIES HONG KONG LIMITED | RO | 2023-10-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy