Shino, Koa 藤崎小亞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-22 | 2006-08-28 | Rep | Dealing in securities | 2007-02-27 | 2007-03-06 | Rep | Dealing in securities | 2007-08-13 | 2007-08-20 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-07-21 | 2021-05-14 | Rep | Dealing in securities | 2017-07-21 | 2021-05-14 | Rep | Advising on futures contracts | 2018-05-29 | 2021-05-14 | Rep | Dealing in futures contracts | 2018-05-29 | 2021-05-14 |
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