Colback, Elizabeth Anne Lucy (SFC:ANU302)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2006-08-24 | 2008-08-01 | Rep | Dealing in securities | 2006-08-24 | 2008-08-01 |
2 | Horizon Asset International (HK) Limited | Rep | Asset management | 2008-12-01 | 2010-05-18 | RO | Asset management | 2010-05-18 | 2011-01-31 |
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