Song, Yu (SFC:ANU527) 宋玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2008-08-05 | 2009-01-10 | Rep | Advising on corporate finance | 2008-08-26 | 2009-01-10 |
| 2 | Excelerate Fund Management Limited | RO | Asset management | 2018-02-08 | 2022-10-02 |
| 3 | Fountainhead Partners Company Limited | Rep | Asset management | 2022-11-14 | 2022-12-29 | Rep | Advising on securities | 2022-11-25 | Rep | Dealing in securities | 2022-11-25 | RO | Asset management | 2022-12-29 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2006-08-16 | 2008-07-08 | Rep | Dealing in securities | 2006-08-16 | 2008-07-08 |
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