Chung, Kah Yi

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Diamond Dragon Advisors Limited Rep Dealing in securities 2015-05-15 2016-10-15
2 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2006-08-29 2008-04-17
Rep Dealing in securities 2006-08-29 2008-04-17
3 LEHMAN BROTHERS FUTURES ASIA LIMITED Rep Dealing in futures contracts 2006-08-29 2008-04-17
4 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-05-22 2008-04-17

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