Liu, Chieh Hsin 劉潔心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2010-12-28 | 2011-06-16 | Rep | Dealing in securities | 2010-12-28 | 2011-06-16 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-08-29 | 2007-07-19 |
| 3 | Manulife General Account Investments (HK) Limited | Rep | Advising on securities | 2021-06-24 | 2022-12-31 | Rep | Asset management | 2021-06-24 | 2022-12-31 | Rep | Dealing in securities | 2021-06-24 | 2022-12-31 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2023-01-05 | 2023-02-16 | Rep | Asset management | 2023-01-05 | 2023-02-16 | Rep | Dealing in securities | 2023-01-05 | 2023-06-02 | RO | Advising on securities | 2023-02-16 | 2023-06-02 | RO | Asset management | 2023-02-16 | 2023-06-02 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-09-05 | 2010-11-24 |
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