Xu, Hu (SFC:ANV103) 徐虎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2006-08-29 | 2008-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-13 | 2009-11-19 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-07-28 | 2023-11-26 | Rep | Advising on securities | 2022-07-28 | 2023-11-26 | Rep | Dealing in securities | 2022-07-28 | 2023-11-26 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2019-03-20 | Rep | Advising on securities | 2012-01-13 | 2019-03-20 | Rep | Dealing in securities | 2012-01-13 | 2019-03-20 | RO | Advising on corporate finance | 2019-03-20 | 2022-02-22 | RO | Advising on securities | 2019-03-20 | 2022-02-22 | RO | Dealing in securities | 2019-03-20 | 2022-02-22 |
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