Ho, King Fai 何勁輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | QMIS Securities Limited | Rep | Dealing in securities | 2015-07-14 | 2015-12-28 |
| 2 | QMIS Asset Management Limited | Rep | Advising on securities | 2015-07-14 | 2015-08-27 | Rep | Asset management | 2015-07-14 | 2015-08-27 | RO | Advising on securities | 2015-08-27 | 2015-12-28 | RO | Asset management | 2015-08-27 | 2015-12-28 |
| 3 | Phoenician Limited (HK) | RO | Asset management | 2013-03-22 | 2014-01-17 |
| 4 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-08-25 | 2011-09-14 | Rep | Dealing in securities | 2008-08-25 | 2011-09-14 | Rep | Advising on futures contracts | 2009-02-20 | 2011-09-14 | Rep | Advising on securities | 2009-02-20 | 2011-09-14 |
| 5 | Matrix Asset Management Limited | RO | Advising on securities | 2014-06-05 | 2015-06-30 | RO | Asset management | 2014-06-05 | 2015-06-30 |
| 6 | Core Securities Company Limited (The) | Rep | Advising on securities | 2024-02-19 | 2024-04-09 | Rep | Asset management | 2024-02-19 | 2024-04-09 | Rep | Dealing in securities | 2024-02-19 | 2024-04-09 | RO | Advising on securities | 2024-04-09 | RO | Asset management | 2024-04-09 | RO | Dealing in securities | 2024-04-09 |
| 7 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-27 | 2008-08-04 |
| 8 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-27 | 2008-08-04 |
| 9 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2023-09-21 | 2023-11-08 | Rep | Dealing in securities | 2023-09-21 | 2023-11-08 | RO | Advising on securities | 2023-11-08 | 2023-11-28 | RO | Dealing in securities | 2023-11-08 | 2023-11-28 |
| 10 | Acer King Securities International Limited | RO | Dealing in securities | 2018-03-23 | 2023-06-30 |
| 11 | Acer King Capital Hong Kong Limited | RO | Advising on securities | 2017-02-01 | 2023-06-30 | RO | Asset management | 2017-02-01 | 2023-06-30 |
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