Sze, Randoll Tin Yeung 施天揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-08-17 | Rep | Advising on securities | 2021-08-17 | Rep | Dealing in securities | 2021-08-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-08-25 | 2011-06-17 | Rep | Advising on securities | 2006-08-25 | 2011-06-17 | Rep | Dealing in securities | 2006-08-25 | 2011-06-17 | Rep | Advising on corporate finance | 2013-07-04 | 2017-09-16 | Rep | Advising on securities | 2013-07-04 | 2017-09-16 | Rep | Dealing in securities | 2013-07-04 | 2017-09-16 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-03-28 | Rep | Advising on securities | 2012-01-13 | 2013-03-28 | Rep | Dealing in securities | 2012-01-13 | 2013-03-28 |
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