Chan, Tsz Hon (SFC:ANW417) 陳子漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | STAND RICH ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-11-08 | 2012-09-28 |
2 | Springboard Capital Limited | Rep | Advising on securities | 2022-10-03 | 2022-11-16 | Rep | Asset management | 2022-10-03 | 2022-11-16 | RO | Advising on securities | 2022-11-16 | RO | Asset management | 2022-11-16 |
3 | SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-02-12 | 2017-07-31 | RO | Asset management | 2015-02-12 | 2017-07-31 |
4 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-11-13 | 2020-01-21 | RO | Dealing in securities | 2020-01-21 | 2020-03-13 |
5 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2019-11-13 | 2020-01-21 | Rep | Asset management | 2019-11-13 | 2020-01-21 | Rep | Dealing in securities | 2019-11-13 | 2020-01-21 | RO | Advising on securities | 2020-01-21 | 2021-08-25 | RO | Asset management | 2020-01-21 | 2021-08-25 | RO | Dealing in securities | 2020-01-21 | 2021-08-25 |
6 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | Rep | Asset management | 2018-09-18 | 2018-09-19 | RO | Advising on securities | 2018-09-19 | 2019-11-11 | RO | Asset management | 2018-09-19 | 2019-11-11 |
7 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-06-26 | 2014-06-15 | Rep | Dealing in securities | 2013-06-26 | 2014-06-15 |
8 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-06 | 2018-09-14 |
9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-31 | 2011-03-28 |
10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-01 | 2011-03-28 |
11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-31 | 2011-03-28 |
12 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2015-11-10 | 2017-07-31 | Rep | Dealing in futures contracts | 2016-03-29 | 2017-07-31 |
13 | GCG Asset Management Limited | RO | Asset management | 2021-12-23 | 2022-07-05 |
14 | Gary Cheng Securities Limited | Rep | Advising on securities | 2021-11-05 | 2021-12-23 | Rep | Dealing in securities | 2021-11-05 | 2021-12-23 | RO | Advising on securities | 2021-12-23 | 2022-07-05 | RO | Dealing in securities | 2021-12-23 | 2022-07-05 |
15 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-12-10 | 2013-06-08 |
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