Chan, Tsz Hon (SFC:ANW417) 陳子漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Springboard Capital Limited | RO | Advising on securities | 2022-11-16 | |
| 2 | Springboard Capital Limited | RO | Asset management | 2022-11-16 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-31 | 2011-03-28 |
| 4 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-31 | 2011-03-28 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-01 | 2011-03-28 |
| 6 | STAND RICH ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-11-08 | 2012-09-28 |
| 7 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-12-10 | 2013-06-08 |
| 8 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-06-26 | 2014-06-15 |
| 9 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-06-26 | 2014-06-15 |
| 10 | SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-02-12 | 2017-07-31 |
| 11 | SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-02-12 | 2017-07-31 |
| 12 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2015-11-10 | 2017-07-31 |
| 13 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2016-03-29 | 2017-07-31 |
| 14 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-06 | 2018-09-14 |
| 15 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | Rep | Asset management | 2018-09-18 | 2018-09-19 |
| 16 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | RO | Advising on securities | 2018-09-19 | 2019-11-11 |
| 17 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | RO | Asset management | 2018-09-19 | 2019-11-11 |
| 18 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2019-11-13 | 2020-01-21 |
| 19 | Seazen Resources Asset Management Limited | Rep | Asset management | 2019-11-13 | 2020-01-21 |
| 20 | Seazen Resources Asset Management Limited | Rep | Dealing in securities | 2019-11-13 | 2020-01-21 |
| 21 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-11-13 | 2020-01-21 |
| 22 | Seazen Resources Securities Limited | RO | Dealing in securities | 2020-01-21 | 2020-03-13 |
| 23 | Seazen Resources Asset Management Limited | RO | Advising on securities | 2020-01-21 | 2021-08-25 |
| 24 | Seazen Resources Asset Management Limited | RO | Asset management | 2020-01-21 | 2021-08-25 |
| 25 | Seazen Resources Asset Management Limited | RO | Dealing in securities | 2020-01-21 | 2021-08-25 |
| 26 | Gary Cheng Securities Limited | Rep | Advising on securities | 2021-11-05 | 2021-12-23 |
| 27 | Gary Cheng Securities Limited | Rep | Dealing in securities | 2021-11-05 | 2021-12-23 |
| 28 | Gary Cheng Securities Limited | RO | Advising on securities | 2021-12-23 | 2022-07-05 |
| 29 | Gary Cheng Securities Limited | RO | Dealing in securities | 2021-12-23 | 2022-07-05 |
| 30 | GCG Asset Management Limited | RO | Asset management | 2021-12-23 | 2022-07-05 |
| 31 | Springboard Capital Limited | Rep | Advising on securities | 2022-10-03 | 2022-11-16 |
| 32 | Springboard Capital Limited | Rep | Asset management | 2022-10-03 | 2022-11-16 |
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