Tang, Heymman Hoi Man 鄧開文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-05-06 | 2011-06-06 |
2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2016-04-06 | 2016-06-06 | Rep | Dealing in securities | 2016-04-06 | 2017-10-03 | RO | Advising on securities | 2016-06-06 | 2017-10-03 |
3 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2014-05-30 | 2015-10-30 | Rep | Dealing in securities | 2014-05-30 | 2015-10-30 |
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