Chu, Wai Leung (SFC:ANX192) 朱偉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-09-09 | 2016-12-13 | Rep | Dealing in securities | 2013-09-09 | 2016-12-13 | Rep | Dealing in futures contracts | 2014-03-20 | 2014-09-20 | Rep | Asset management | 2016-01-21 | 2017-04-26 | Rep | Dealing in futures contracts | 2016-01-21 | 2017-04-26 | RO | Advising on securities | 2016-12-13 | RO | Dealing in securities | 2016-12-13 | RO | Dealing in futures contracts | 2017-10-06 | RO | Asset management | 2019-03-01 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-10-18 | 2010-06-18 | Rep | Dealing in securities | 2007-10-27 | 2010-09-30 |
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