Han, Jianchiu 韓劍秋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2016-02-01 | 2016-04-13 | Rep | Asset management | 2016-02-01 | 2016-04-13 | Rep | Dealing in securities | 2016-02-01 | 2016-04-13 | RO | Advising on securities | 2016-04-13 | 2022-05-31 | RO | Asset management | 2016-04-13 | 2022-05-31 | RO | Dealing in securities | 2016-04-13 | 2022-05-31 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-08 | 2007-04-13 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-03 | 2011-08-12 |
| 4 | CITIC Securities Asset Management (HK) Limited | RO | Advising on securities | 2015-04-16 | 2016-01-24 | RO | Asset management | 2015-04-16 | 2016-01-24 | RO | Dealing in securities | 2015-04-16 | 2016-01-24 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-10-07 | 2012-09-05 | RO | Dealing in securities | 2012-09-05 | 2015-02-11 |
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