Chen, Ken An 陳安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-03-05 | 2013-01-23 | Rep | Advising on securities | 2013-01-23 | 2013-04-02 | RO | Advising on securities | 2013-04-02 | 2017-06-09 | Rep | Automated trading services | 2014-06-13 | 2015-11-30 | Rep | Dealing in futures contracts | 2014-06-13 | 2016-07-11 | Rep | Dealing in securities | 2014-06-13 | 2016-07-11 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-11-21 | 2010-10-08 | Rep | Dealing in securities | 2017-10-16 | 2022-05-31 | Rep | Dealing in securities | 2022-10-25 | 2022-10-28 | Rep | Dealing in securities | 2024-03-22 | 2024-03-28 | Rep | Dealing in securities | 2024-10-04 | 2024-10-07 |
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