Li, Tat Chi 李達志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2015-06-10 | 2015-08-25 | RO | Dealing in securities | 2015-08-25 | 2018-01-31 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2015-06-10 | 2015-08-25 | RO | Dealing in securities | 2015-08-25 | 2018-01-31 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-06-10 | 2015-08-25 | Rep | Dealing in securities | 2015-06-10 | 2015-08-25 | RO | Dealing in futures contracts | 2015-08-25 | 2018-01-31 | RO | Dealing in securities | 2015-08-25 | 2018-01-31 |
| 4 | OPTIVER TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2008-12-29 | 2015-03-13 | RO | Dealing in securities | 2008-12-29 | 2015-03-13 |
| 5 | TIBRA TRADING HONG KONG LIMITED | RO | Dealing in securities | 2007-10-16 | 2008-05-10 |
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