Lee, Graham Ting Tung 李庭棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gong Ping Futures Limited | RO | Dealing in futures contracts | 2011-11-22 | 2017-12-05 | Rep | Dealing in futures contracts | 2018-06-29 | 2019-05-02 |
| 2 | Gong Ping Securities Limited | Rep | Dealing in securities | 2012-07-13 | 2017-12-05 | Rep | Dealing in securities | 2018-06-29 | 2019-05-02 |
| 3 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-03 | 2008-05-30 |
| 4 | Mont Avenir Capital Limited | RO | Dealing in securities | 2020-03-04 | |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-09-26 | 2009-09-18 | Rep | Leveraged foreign exchange trading | 2009-08-28 | 2009-09-18 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-03 | 2009-09-18 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-06-17 | 2008-08-30 |
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