Li, Vivian Shuk Wa 李淑華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on futures contracts | 2006-09-13 | 2009-05-16 | Rep | Dealing in futures contracts | 2006-09-13 | 2009-05-16 | Rep | Dealing in securities | 2006-09-13 | 2009-05-16 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-06-09 | 2015-02-05 | Rep | Dealing in securities | 2014-06-09 | 2015-02-05 |
| 3 | HC International Asset Management Co., Limited | RO | Asset management | 2019-07-08 | RO | Advising on securities | 2020-06-05 |
| 4 | iBest Consultants Limited | Rep | Advising on securities | 2014-06-09 | 2015-02-05 | Rep | Dealing in securities | 2014-06-09 | 2015-02-05 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2015-02-06 | 2015-07-28 | Rep | Dealing in securities | 2015-02-06 | 2015-07-28 | RO | Advising on securities | 2015-07-28 | 2019-06-30 | RO | Dealing in securities | 2015-07-28 | 2019-06-30 | Rep | Asset management | 2017-02-06 | 2018-08-02 | RO | Asset management | 2018-08-02 | 2019-06-30 |
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