Lim, James Tai Keun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-09-18 | 2008-02-14 |
| 2 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2020-06-24 | 2022-01-20 | Rep | Asset management | 2020-06-24 | 2022-01-20 | Rep | Dealing in securities | 2020-06-24 | 2022-01-20 |
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