Chan, Conrad Kwok Hei 陳國熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-09-15 | 2009-06-16 | Rep | Dealing in securities | 2006-09-15 | 2009-06-16 | Rep | Advising on futures contracts | 2007-11-05 | 2009-06-16 | Rep | Dealing in futures contracts | 2007-11-05 | 2009-06-16 |
2 | Phalanx Capital Management Hong Kong Limited | Rep | Asset management | 2010-08-06 | 2012-07-20 |
3 | RED CLIFF ASSET MANAGEMENT LIMITED | RO | Asset management | 2023-07-24 |
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