Wong, Karstan Ka Kim 黃家儉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2013-07-25 | 2013-12-31 | Rep | Dealing in securities | 2013-07-25 | 2013-12-31 | Rep | Advising on securities | 2015-10-13 | 2016-10-27 | Rep | Dealing in securities | 2015-10-13 | 2016-10-27 |
| 2 | Sheng Yuan Sino Asset Management Limited | Rep | Advising on securities | 2006-11-09 | 2010-11-10 | Rep | Asset management | 2007-03-02 | 2010-11-10 |
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