Wong, Chi Ching (SFC:ANY418) 黃持正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-10-16 | 2015-12-17 | RO | Leveraged foreign exchange trading | 2015-12-17 | 2016-09-01 |
| 2 | KVB Capital Markets Limited | RO | Leveraged foreign exchange trading | 2016-12-21 | 2019-08-01 |
| 3 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2018-01-16 | 2019-09-06 |
| 4 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2013-10-16 | 2016-05-30 | RO | Dealing in securities | 2018-01-16 | 2019-09-06 |
| 5 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-09-20 | 2010-01-29 |
| 6 | Saxo Capital Markets HK Limited | Rep | Dealing in securities | 2011-01-20 | 2013-07-02 | Rep | Leveraged foreign exchange trading | 2011-01-20 | 2013-07-02 | Rep | Dealing in futures contracts | 2012-06-11 | 2013-07-02 |
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