Law, Richard Yiu Fat 羅耀發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Dealing in securities | 2008-12-09 | 2011-07-08 | Rep | Advising on securities | 2009-09-30 | 2011-07-08 | Rep | Advising on securities | 2012-08-03 | 2023-04-28 | Rep | Dealing in securities | 2012-08-03 | 2023-04-28 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-09-19 | 2008-08-05 |
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